ALPINE TOTAL DYNAMIC DIVID F

CUSIP: 21060207 Class: EQUITIES/EXCHANGE TRADED FUNDS

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015

Shares 21,456 Value ($000) $191 Avg Close — Range —

Q3 2014

Shares 30,689 Value ($000) $261 Avg Close — Range —

Q2 2014

Shares 37,440 Value ($000) $333,967 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2015	21,456	$191	—	—
Q3 2014	30,689	$261	—	—
Q2 2014	37,440	$333,967	—	—